Protect Your Firm, Your Clients, and Your Reputation

As a financial advisor, you manage more than just portfolios—you manage trust. Your clients rely on you to safeguard their wealth. but are you doing enough to safeguard their sensitive data? With increasing cybersecurity threats and strict regulatory requirements, IT security isn’t optional—it’s essential.

Clocktower Technology Services understands the unique challenges financial advisors face. We provide IT and cybersecurity solutions tailored to keep your firm compliant, secure, and running smoothly, so you can focus on growing your business.


The IT Challenges Financial Advisors Face

Cybersecurity Threats Are Escalating

Phishing, ransomware, and business email compromise (BEC) attacks are targeting financial professionals at alarming rates. Without the right security measures, your firm could be the next victim.

Regulations Are Complex and Ever-Changing

SEC, FINRA, and state regulations require strict cybersecurity policies, compliance tracking, and regular employee training. Falling short can lead to audits, fines, and reputational damage.

Client Trust Depends on Your Security

Your clients expect their financial information to be as secure as their investments. A single data breach could mean the loss of client confidence—and your business.

Managing IT Shouldn’t Be Your Job

You need technology that works seamlessly, protects your data, and supports your day-to-day operations—without constant troubleshooting.


How Clocktower Helps Financial Advisors

1. Cybersecurity Awareness Training

Ongoing employee training is a requirement, not an option. Our automated Security Awareness Training (SAT) platform delivers monthly phishing simulations and cybersecurity training, tracks employee compliance, and provides management reports to ensure your firm stays ahead of threats.

✔ Automated cybersecurity training & phishing simulations
✔ Compliance tracking & management reporting
✔ Meets SEC & FINRA cybersecurity guidance


2. Microsoft 365 Security Configuration

Most financial firms rely on Microsoft 365, but improper configurations leave firms vulnerable to spoofing, BEC, and account takeovers. We ensure your Microsoft 365 environment is secured according to best practices, so threats are stopped before they start.

✔ Hardened Microsoft 365 security settings
✔ Protection against phishing, spoofing & unauthorized access
✔ Optional ongoing threat monitoring & response


3. Concierge Managed IT Services for Financial Firms

Technology should support your business, not slow it down. Our managed IT services ensure your systems are always up-to-date, secure, and running smoothly—so you can focus on advising your clients.

✔ Proactive monitoring & support
✔ Cybersecurity-driven IT management
✔ Compliance-ready infrastructure


Why Financial Advisors Choose Clocktower

Financial Industry Expertise – We specialize in supporting RIAs, broker-dealer representatives, and independent firms.
Regulatory Compliance Focus – Our solutions align with SEC & FINRA cybersecurity guidelines.
Security-First Approach – Every service we provide is built with cybersecurity in mind.
Responsive IT Support – 24/7 help desk and rapid issue resolution.


They Always Have Our Backs

As a satisfied client of Clocktower Technology Services, I can confidently say that their team has provided my firm with security and peace of mind. Being in the financial service industry brings a heightened sense of security to our data, but with Clocktower, I know that my systems are protected from cyber threats, and they always have our backs.

One thing that stands out about Clocktower is their efficient and helpful help desk. Whenever we have a problem with technology, they are always able to assist us. I even had a printer issue on Christmas Eve, and they were there to help me out.

For anyone who may be on the fence about choosing Clocktower as their IT firm, I would say this: You have more important things to do with your time. Delegate the safety of your system to people that are watching 24/7. I highly recommend Clocktower Technology Services to any company that values efficiency, security, and peace of mind.

— One of our satisfied financial advisors

Let’s Secure Your Firm Today

Your clients trust you to protect their financial future. Trust Clocktower Technology Services to protect your firm’s IT and cybersecurity.

📅 Schedule a Free Consultation and see how we can secure your business.